Regulatory Compliance FINRA

FINGERPRINTS FOR FINRA IN LONDON

US Financial Industry Regulatory Authority www.finra.org

Do you require your fingerprints to be taken in London, professionally and quickly for FINRA for regulatory purposes?

WE CAN HELP YOU

You can now get your fingerprints taken for FINRA in London on demand at our London City offices SCHEDULE AN APPOINTMENT.

To arrange a mobile appointment call us on 0203 940 5830 or email us on info@fingerprintstoday.co.uk

ONLY SOLICITOR CERTIFIED AND MANAGED FIRM

We are the only London Solicitor certified and managed, technologically advanced and FULL SERVICE fingerprinting agency registered with FINRA providing fingerprinting services in London, the UK and internationally.

We charge competitive SET FEES inclusive of VAT with no hidden extras. The price you see is the price you pay.

FINRA’s ELECTRONIC FINGERPTRINT SUBMISSION PROGRAM (EFS)

Fingerprint information can be submitted to FINRA in two ways: electronically through FINRA’s Electronic Fingerprint Submission (EFS) Program or by using hard copy fingerprint cards. FINRA’s Electronic Fingerprint Processing (EFP) enables FINRA to electronically exchange fingerprint information with the FBI, which includes transmitting fingerprints to the FBI and receiving results electronically.

PROCEDURE

DIGITAL LIVESCAN OR ROLLED INK FINGERPRINTS

We utilise either Digital Online LIVESCAN submissions from London direct to FINRA or Rolled Ink Impressions for postal submissions.

FINRA REGISTRATION OR EXAMINATIONS

We will take your fingerprints today either utilising digital Livescan or rolled ink impressions either at your office or our London City Offices for FINRA registration or examinations.

We GUARANTEE that you will get your fingerprints taken today.

You can now get your fingerprints taken from the London on demand at our City offices by SCHEDULING AN APPOINTMENT.

To arrange a mobile appointment. Email us on info@fingerprintstoday.co.uk

DIGITAL LIVESCAN DIRECT TO FINRA

Digital Online LIVESCAN submissions from the UK direct to FINRA. We are partnered with a leading American biometrics company and are therefore able to offer digital fingerprinting scanning technology to digitally submit your fingerprints instantaneously to FINRA.

REQUIREMENTS IN ORDER TO UTILISE THE FINRA LIVESCAN PROCESS

The information listed hereinafter must be supplied at the time of your prints are taken:

  • As a prerequisite in order to utlise this service your company must have signed the FINRA Electronic Processing System Agreement (which we can provide) and also,
  • Your company’s Central Registration Depository (CRD) number and full address – you must supply your personal CRD number if you have it. In the event that you do not have a personal CRD number a new one will be automatically issued to you upon submission of your digital fingerprints.
  • You must supply your Social Security Number if you are a US Citizen or Permanent Resident (Green Card holder)

It should be noted that under SEC Rule 17f-2 (Fingerprinting of securities industry personnel) under the Securities Exchange Act of 1934 requires that a firm may need to submit three sets of fingerprints (which cannot be submitted at the same time) if results are returned as illegible.

LIVESCAN EXPEDITED RECEIPT BY FINRA

If you utilise the Livescan digital fingerprint submissions method then this expedites the entire process and FINRA receives the same almost instantaneously and this is the quickest and cheapest method.

FEES

  • At our offices: £165 (during the week 8am to 4pm), £195 (during the week 4.30pm to 8pm)  & £295 (during the weekend) (NB this the regular price for non-UK residents) for one set of prints per person
  • At your office within Central London: Please call us.
  • At a public location or out of office hours or weekends: Contact us for a quote
  • Outside Greater London: Contact us for a quote

Business Hours

Monday to Friday 8.00am to 6.00pm

Saturday & Sunday (by special appointment only) 8.00am to 8.00pm

APPOINTMENTS

To arrange an appointment at our offices:
SCHEDULE AN APPOINTMENT

To arrange mobile visits please:
Call us on 0203 940 5830 or
Email us on info@fingerprintstoday.co.uk

We are very flexible and can normally schedule an appointment to get your fingerprints taken on the same day and generally within a few hours of your booking.